Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-100003 | SEC Issue Date:Apr 22, 2024 | File Number: SR-MSRB-2024-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Consisting of Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Comments Due: May 17, 2024 Submit a Comment on SR-MSRB-2024-01
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| Release Number: 34-99949 | SEC Issue Date:Apr 12, 2024 | File Number:SR-MSRB-2024-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-47, on Time of Trade Disclosure, to Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios Comments Due: May 9, 2024 See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-99834 | SEC Issue Date:Mar 22, 2024 | File Number: SR-MSRB-2024-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Calculation of the Annual Fee on Municipal Advisors under MSRB Rule A-11 Comments Due: April 18, 2024 See Also - Exhibit 5 |
| Release Number:34-99577 | SEC Issue Date:Feb 21, 2024 | File Number:SR-MSRB-2023-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Withdrawal of Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 |
| Release Number:34-99484 | SEC Issue Date:Feb 7, 2024 | File Number:SR-MSRB-2023-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date View Received Comments |
| Release Number:34-99444 | SEC Issue Date:Jan 29, 2024 | File Number:SR-MSRB-2023-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 Comments Due: February 23, 2024 Rebuttal comments due: March 8, 2024 View Received Comments |
| Release Number:34-99402 | SEC Issue Date:Jan 19, 2024 | File Number: SR-MSRB-2024-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Comments Due: February 16, 2024 View Received Comments See Also - Exhibit 5, Exhibit 2 |
| Release Number:34-99226 | SEC Issue Date:Dec 21, 2023 | File Number:SR-MSRB-2023-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date Comments Due: January 18, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99096 | SEC Issue Date:Dec 6, 2023 | File Number:SR-MSRB-2023-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98353 | SEC Issue Date:Sep 12, 2023 | File Number:SR-MSRB-2023-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books an |