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Fixed Income Legal & Compliance Roundtable

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Featured
Fixed Income Legal & Compliance Roundtable

June 11, 2020

Webinar

Summary

Co-Hosting with Nixon Peabody
1:30 - 3:00pm ET

Featuring Representatives from the MSRB, FINRA and the SEC

Speakers:

Moderator:

Discussion Topics

Best Ex and Regulatory Challenges from Extreme Market Conditions
G-32/G-17 Implementation
Pennying/Last Look
Reg BI
Update on Proposed Exemptive Order for Private Placements

Webinar information coming soon!

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