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Home / Search results for “debarment”

Search Results for: debarment

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Video interview: New mutual insurer enters the market

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FSPs’ ‘growing vigilance’ sees debarments rise by over 40%

The FSCA records a marked increase in new investigations in 2024/25, particularly those related to unregistered insurance business.

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Tribunal sets aside broker’s debarment based on contractual grievances

The FSP’s allegations that the representative violated the terms of the settlement and service agreements did constitute a material breach of the FAIS Act.

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Tribunal upholds R1m fine and 15-year debarment for unlicensed trading

Mareo-John Nel breached the FAIS Act after signing an enforceable undertaking to remedy the same unlawful conduct he committed previously.

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Tribunal upholds strict timing for FSP debarments

Section 14(1)(b) of the FAIS Act cannot be stretched to catch misconduct discovered after a representative’s tenure.

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Reappointment, not a stopwatch: Tribunal on FSP debarment durations

Unlike FSCA-imposed bans with fixed terms, debarments driven by an FSP stay in force until another FSP is convinced a rep is Fit and Proper.

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Former financial planner’s debarment over client loans upheld

The Tribunal confirmed Standard Bank’s decision to debar its representative for borrowing thousands of rands from his clients and failing to disclose his outside business activities.

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R1.18m fine and five-year debarment for unauthorised CFD trading

The FSCA’s investigation also found that Petrus Rasmus Erasmus provided trading signals without a licence.

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Tribunal sets aside debarment, citing inadequate notification

The FSP used an email address it obtained from a credit bureau, but the rep denied this address belonged to her.

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Debarment set aside as Tribunal distinguishes negligence from dishonesty

The case highlights that debarment is reserved for instances of clear, intentional breaches of integrity, not mere negligence.

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FST ruling reinforces need to follow due process in debarments

The Tribunal finds the FSP skipped critical steps, including notifying the representative and giving her an opportunity to respond.

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Tribunal upholds debarments for misusing client information

The decisions show that even thwarted attempts to breach confidentiality signal a critical lapse in integrity.

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Still scheming? Cobus Geldenhuis caught in new fraud allegations despite debarment

Despite a 20-year debarment, a R143m fine, and even losing a leg in a motorcycle accident, Cobus Geldenhuis is allegedly still defrauding investors under a new alias.

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Repeat offender hit with R1m fine and 15-year debarment

Mareo Nel resumed unauthorised forex trading despite signing an enforceable undertaking in 2021.

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Even serious misconduct requires a fair and lawful debarment process

The Tribunal’s ruling highlights that following the correct process is as important as addressing misconduct in the financial services sector.

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Agreement can’t override an FSP’s duty to initiate debarment proceedings

The High Court rules on a former employee’s contention that the FSP’s notice of intention to debar was a breach of their settlement agreement.

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R3m fine and 10-year debarment for VBS-linked adviser

The former owner of Gundo Wealth Solutions has been fined R3 million and debarred for a decade for brokering investments into VBS Mutual Bank.

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FSCA sets aside R216m fine and 10-year debarment

The Authority has agreed to reconsider the penalties it imposed on ‘Coenie’ Botha, the founder of Coin Based Innovation Global.

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Updated 14 July 2025

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FSCA gears up for tougher enforcement
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