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 Fordham Law School | Gabelli School of Business 
2022 SEC and FINRA Examination and Enforcement Priorities 
The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) recently issued their 2022 Examination Priorities reports. Hear directly from SEC and FINRA leaders about these priorities, and from legal and compliance practitioners on what they mean for the financial services industry.
Monday, March 28 | 12:30PM - 1:30PM EDT
Held via Zoom
Click Here to Register
CLE and CPE credit available.
Featuring:
In partnership with:
Speakers:
Richard Best, Director, New York Regional Office, U.S. Securities
      and Exchange Commission
Charu Chandrasekhar, Counsel, White Collar & Regulatory               Defense Group, Debevoise & Plimpton
Christopher Kelly, Senior Vice President and Deputy Head of             Enforcement, Financial Industry Regulatory Authority
Venetia Woo, Principal Director, Regulatory Strategy & Capital             Markets Lead, Accenture
Moderated by:
Aaron Mendelsohn, Principal Director, Digital Risk &                           Compliance, Accenture 
http://law.fordham.edu
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