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 Fordham Law School | Gabelli School of Business 
Hot Topics for Retail Investors
Key Insights From the SEC, CFTC, and FINRA on
Online Investing Misinformation, Options & Margin Trading,
and Other Investing Risks

Fueled by convenient online access, trading and investing tools, and zero commission trading, the past year has seen an increase in new investors trading on the securities markets. Join our panel of experts for a discussion on important information new investors should consider when investing or trading.
Tuesday, June 8 | 5:00PM - 6:00PM EDT
Click Here to Register
CLE and CPE credit available.
Hosted by:
In partnership with:
U.S. Securities and Exchange Commission
Hane Kim, Chief, Retail Strategy Task Force
Lourdes Caballes, Associate Director, Division of Examinations
U.S. Commodities Futures Trading Commission
Lenel Hickson, Deputy Regional Counsel
Gerri Walsh, Senior Vice President of Investor Education &
     President, FINRA Investor Education Foundation
Moderated by:
Richard Best, Director, New York Regional Office, U.S. Securities
      and Exchange Commission
Barbara Porco, Bene Merenti Accounting Professor, Fordham
     University Gabelli School of Business
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