A Quarterly Publication Dedicated to Enforcement and Compliance
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ALD and CPAverify Reach the 50 Mark! ALD and CPAverify are now 50 Boards strong! And the news is about to go global! As dedicated readers of this newsletter, participating Boards and those familiar with the valuable tool know, NASBA launched CPAverify.org in October 2011 in response to the growing need for corporations, CPA firms, and federal agencies to access up-to-date CPA records across multiple jurisdictions. -read more-
NASBA Compliance Assurance Committee to host PROC Summit in July Peer review has been in the spot light and changes are on the horizon. Learn about these changes and how they impact peer review oversight going forward, along with many other important peer review oversight topics at the PROC Summit 2015 to be held in Nashville on Friday, July 10, 2015. -read more-
CAC Releases White Paper on Dealing with Failed Peer Review Reports
The Compliance Assurance Committee (CAC) is pleased to announce the release of a new tool to assist Executive Directors and accountancy boards when dealing with failed peer review reports. The "Dealing with Failed Reports Guidance" is a white paper that was put together from a survey of multiple boards and has been reviewed and approved by the full Compliance Assurance Committee, the AICPA Peer Review Board and NASBA leadership. -read more-
Enforcement Tools Webpage Worth Its Weight in Gold Looking for enforcement resources? Like buried treasure, there are nuggets of gold in the Enforcement Tools web page section of NASBA.org. If you need general enforcement information, such as sample forms, enforcement manuals/policies, or information contained in past copies of the Enforcement newsletters, all this information is available under the “Enforcement Documents” section of the web page.-read more-
Benefits of the Enforcement Resource Guide - Component 6 The Enforcement Resource Guide (ERG) divides the enforcement process into nine basic components. In this newsletter, we will focus on Component 6: Sanctions and Compliance. A sanction is the imposition of a fine and or other remedies by the Board in response to the findings of the hearing process.-read more-
NASBA U is for You! NASBA U is for you! Twice per year NASBA hosts a conference called “NASBA U” which is designed specifically for our new Executive Directors and board staff. This is a great introduction to all the valuable tools and services that are available to the boards through NASBA. Sometimes it’s not about knowing the answer . . . but rather knowing the right question to ask.-read more-
Mark Your Calendars for ED, Legal Conferences Ethics, legal updates, current accounting issues, and best enforcement practices are just a few of the topics on the agenda for the upcoming Executive Directors and Legal Counsel conferences. The conferences will be held in Tampa, Florida, during March 24-26, 2015. -read more-
ALD Updates There are 50 Boards of Accountancy participating in the Accountancy Licensee Database (ALD) and now 50 participating on CPAverify. New Jersey is the most recent addition to ALD and Minnesota has newly been added to CPAverify! -read more-
Expediting the License Verification Process Tired of waiting for license verification forms to come in? Do it yourself! Expedite the license verification process using the ALD to serve the purpose of the conventional Interstate Exchange of Examination and Licensure Information forms. -read more-