In Focus
New York Courts Issue Policy on Use of Artificial Intelligence Technology
The use of artificial intelligence (AI) by lawyers in conducting legal research and generating briefs and other court filings has received a lot of attention. Occasionally, AI results include imaginary cases, or misinterpret the cases or statutes discussed. Lawyers who have included such fictitious results in court filings have been disciplined. Some courts have implemented rules prohibiting the use of AI, requiring that the use of AI in preparing court filings be affirmatively disclosed, or requiring certification that AI results have been verified. An appellate court has even chastised opposing counsel for not identifying and bringing to its attention the inclusion of such AI hallucinations in a party's brief.
Recently, the New York Unified Court System issued a policy on the Use of Artificial Intelligence. New York's policy neither prohibits nor requires disclosure of the use of artificial intelligence in preparing court submissions, but observes that such submissions must comply with applicable professional standards. In relevant part, the Rules of Professional Conduct include standards requiring diligence, candor and appropriate supervision of legal staff members.
Since courts in New York can and often do issue their own rules, the policy also includes a suggested model rule. The model rule states in relevant part: "by signing a paper and submitting it to this court, an attorney or party certifies that the paper does not contain any false material factual statement or any frivolous legal argument. . . . [A]ny attorney or party who uses an artificial intelligence tool . . . is required to carefully review the paper and independently ensure that it contains no fabricated or fictitious cases, statutes, or other material. By signing such paper, an attorney or party certifies that such a review has been conducted and that the paper contains no such fabricated or fictitious content."