Speakers:
U.S. Securities and Exchange Commission
Hane Kim, Chief, Retail Strategy Task Force
Lourdes Caballes, Associate Director, Division of Examinations
U.S. Commodities Futures Trading Commission
Lenel Hickson, Deputy Regional Counsel
FINRA
Gerri Walsh, Senior Vice President of Investor Education &
President, FINRA Investor Education Foundation
Moderated by:
Richard Best, Director, New York Regional Office, U.S. Securities
and Exchange Commission
Barbara Porco, Bene Merenti Accounting Professor, Fordham
University Gabelli School of Business